Stromberg Speaks

Glorianne Stromberg

Glorianne Stromberg is the author of various reports on regulatory strategies relating to the provision of financial services including the 1998 report Investment Funds in Canada and Consumer Protection. Ms. Stromberg is also a securities lawyer, a former Commissioner of the Ontario Securities Commission and a frequent commentator and speaker on matters relating to the financial services industry. Ms. Stromberg was quoted by Jonathan Chevreau in a Financial Post article September 25th, 2004 "Stromberg says the bottom line is that by condoning practices that put their interests ahead of investors, the fund industry 'is breaching the trust that it has long encouraged investors to place in it. They are losing the right to claim that they act with integrity.' "

Regulatory Strategies for the Mid-'90s 

Regulatory Strategies for the Mid-'90s - Recommendations for Regulating Investment Funds in Canada all Investor Protection Association. Report issued in January 1995 and prepared by Glorianne Stromberg for the Canadian Securities Administrators. 

Investment Funds in Canada and Consumer Protection

Investment Funds in Canada and Consumer Protection - Strategies for the Millennium. A review by Glorianne Stromberg prepared for the Office of Consumer Affairs, Industry Canada October 1998. This publication is no longer available electronically on http://strategis.ic.gc.ca/oca but is still available on the SIPA website at Investment Funds in Canada and Consumer Protection.

Streetproofing for Investors

Streetproofing for Investors - Strategies for moving beyond hope, greed and fear. Remarks by Glorianne Stromberg at a Small Investor Protection Association Public Forum in the Canada Room at Markham Civic Centre in Markham, Ontario on June 6, 1999.

Articles and Papers by Glorianne Stromberg

Regulatory System a 'Disgrace' - Stromberg, IE, October 2005

Bar is Raised on Due Diligence - Stromberg, IE, September 2005

Need to Re-visit Principles of Securities Act - Stromberg, IE, August 2005

Stromberg on Advisors - Stromberg, IE, July 2005

Market Timing Shameful - Stromberg, IE, January 2005

Investors slip off the radar screen - Stromberg, IE, January 2005

Perspectives on Regulation, Regulatory Systems and Regulators - Presentation to FSCO, May 26, 2004

CSA fund regime a bad bargain - Stromberg, IE, February, 2004

Regulator's proposals don't make sense - Toronto Star, March 30, 2003

Letter September 30, 2002 - Stromberg on BCSC Securities Regulation

Letter April 11, 2002 - Stromberg on Guidance on Preparation & Disclosure

A Time for Questions, Spring 2002 - Stromberg on the Joint Forum Proposals

Letter June 9, 2000 - Stromberg on Five Year Review Committee

 

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