SIPA maintains documents on file for reference by members and consumer/investors. Most of these documents are public documents and available from various sources. Some of the documents may be from SIPA's files and may be edited to remove client names and account information to protect the identity of individual investors.
The following is a list of documents in this section of the SIPA library.
Some of the newspaper articles that have been clipped by members and stored in our archives will be available for reference. Copyright for the articles are held by the original websites and authors.
Letter to the OSC - The Investment Industry Exposed - May 8, 2016
A courageous letter from Julia and Mikhail Lipovetsky to the OSC that represents the dispute experience of all small investors. Their experience is similar to that of many others but they have made the effort to speak out in order to help others understand they are not alone. (downloaded from OSC website, October 2016)
Easy Prey Investors - by Al Rosen & Mark Rosen - coming in February 2017
FAIR - A Decade of Scandals - February 18, 2011
SIPA Special Report - "Investor protection 2009" - January 2010
SIPA Open Letter to Ontario MLAs - "Bill 14 Access to Justice" - September 2006
CCSI - Letter to Political Leaders - January 9, 2006
CCSI - Press Release - January 9, 2006
CCSI - Report - January 9, 2006
OSC Town Hall Event Toronto - Report - June 29, 2005
OSC Town Hall Event Toronto - Transcript - May 31, 2005
RCMP Commissioner Zaccardelli's SRO Speech - January 2005
Giving Small Investors a Fair Chance - CARP/SIPA Report - September 2004
OSC Fair Dealing Model submission - Dr. Pamela Reeve - August 2004
OSC 81-107 submission - Glorianne Stromberg - April 2004
SIPA Five Year Report - "The Small Investors' Perspective of Investor Protection in Canada" - February 27, 2004
Fraudsters - OSC charges Patrick Joseph Kinlin - July 2000
Bogus Bond Program - OSC warning, April 2000
RRSP scam warning - OSC - November 19, 1999
Mortgage Investments Consumer Advisory - FSCO - April, 1999
Penny Stock Dealers - Frydrych Settlement Agreement - OSC, July 10, 1997