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SIPA Library

The SIPA library contains a collection of information for the small investor. Some of the information is specific to this website, while other information may be accessed by links to other websites. Use the SIPA search facility to locate topics of interest to you on this site.

Class Actions

Class Actions are becoming more prevalent in Canada. This brief list of previous actions provides some background information for the small investor who may be considering such measures.


This section provides selected documents regarding issues effecting investors. These documents include court decisions and disciplinary actions. They are listed alphabetically by topic.


As with the Class Actions, this section provides some background on judgements and settlements that have occurred in the past few years.

SIPA Sentinel

This section provides an archive of the Sentinel newsletter published over several years. Issues are listed in chronological order with the most recent first.

SIPA Submissions/Presentations

This section provides a collection of SIPA’s submissions and presentations. These are listed in alphabetical order.

Media Links

Media links provides links to websites of various media sources to enable the consumer/investor to receive the latest information. There are links to publications in Canada and also some international links. 


SIPA hears from many small investors, regulators and people in the industry, incuding former employees. Read some of their stories.

Video Links

In our research, we often come upon videos posted online that add to the growing list of tales of financial mismanagement and misrepresentation.